Associate Analyst, New Accounts

Where Ambition Meets Innovation

Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals.

Job Overview:

The Associate Analyst –New Accounts Foreign Account Operations will support the Operations team in managing and executing tasks related to the onboarding and maintenance of international client accounts. This role involves handling documentation, coordinating with internal departments, ensuring compliance with regulatory requirements, and providing exceptional service to both internal and external stakeholders. The ideal candidate will be detail-oriented, adaptable, and capable of working independently or collaboratively in a fast-paced environment.

Responsibilities:

• Assist with onboarding of foreign accounts, including reviewing and processing account opening documentation.
• Communicate with clients, advisors, and internal teams to resolve inquiries related to international account setup and maintenance.
• Monitor workflows to ensure timely and accurate processing of account-related tasks.
• Respond to phone calls and emails regarding account status, documentation requirements, and general inquiries.
• Utilize internal systems to input, track, and update client account information.
• Coordinate with Compliance, Legal, and other departments to ensure adherence to international regulations (e.g., AML/KYC).
• Participate in cross-functional projects to improve operational efficiency and client experience.
• Maintain accurate records and ensure proper filing of client documentation.
• Assist in training new team members on foreign account procedures and systems.
• Support audits and regulatory reviews by providing requested documentation and process explanations.
• Contribute to the development and refinement of standard operating procedures.

What are we looking for?

We’re looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness, act with integrity, and are driven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.

Requirements:

• 1+ years of experience in financial operations, preferably with exposure to international account processing.
• 1+ years of experience with BETA and New Account Opening Tool

Core Competencies:

• High-energy self-starter with initiative and problem-solving skills.
• Excellent organizational and time management abilities.
• Strong attention to detail and analytical thinking.
• Comfortable working independently and collaboratively.
• Ability to communicate effectively with various levels of the organization.

Preferences:

• Familiarity with regulatory requirements for foreign accounts
• Strong communication skills, both written and verbal, with the ability to interact professionally across departments.
• Proficiency in Microsoft Excel and other data management tools.
• Ability to manage multiple tasks and prioritize effectively in a deadline-driven environment.
• Experience reviewing large datasets and identifying discrepancies.
• Ability to document and improve operational procedures.
• Prior experience training or mentoring team members.
• Knowledge of financial products and services.

Pay Range:

$20.85-$34.71/hour

Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!

Company Overview:

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace(6) , LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. For further information about LPL, please visit www.lpl.com.

At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients.